WASHINGTON—FINRA announced today that it has fined Interactive Brokers LLC $15 million for widespread failures in the firm’s anti-money laundering (AML) program, which persisted for more than five years. Interactive Brokers also has a robo-advisor offering, Interactive Advisors, which charges management fees ranging from 0.08% to 1.5%. Interactive Brokers Llc is a broker-dealer regulated by the U.S. Security and Exchange Commission and incorporated in the state of Connecticut. Business Profile. The Securities and Exchange Commission today announced that Interactive Brokers LLC will pay an $11.5 million penalty to settle charges it repeatedly failed to file Suspicious Activity Reports (SARs) for U.S. microcap securities trades it executed on behalf of its customers. Business Profile Interactive Brokers LLC. Interactive Brokers earned top ratings from Barron's for the past nine years with a 4.5 star rating. Interactive Brokers has 1,413 employees across 12 locations and $1.29 B in annual revenue in FY 2020. Is a member NYSE - FINRA - SIPC and regulated by the US Securities and Exchange Commission and the Commodity Futures Trading Commission. Interactive Brokers Search. Greenwich, CT 06830-5551. Headquarters: One Pickwick Plaza, Greenwich, CT 06830 USA Website: www.interactivebrokers.com Interactive Brokers Canada Inc. Is a member of the Investment Industry Regulatory Organization of Canada … Interactive Brokers Group, Inc., an automated global electronic broker, reported diluted earnings per share of $1.16 for the quarter ended March 31, … Interactive Brokers LLC; Share Print. Interactive Brokers LLC is a member NYSE - FINRA - SIPC. Interactive Brokers LLC. Headquarters: One Pickwick Plaza, Greenwich, CT 06830 USA Website: www.interactivebrokers.com Interactive Brokers Canada Inc. Is a member of the Investment Industry Regulatory Organization of Canada (IIROC) and … 1 Pickwick Plz. Individual, Joint or IRA Friends and Family Advisors. Interactive Brokers LLC. Is a member NYSE - FINRA - SIPC and regulated by the US Securities and Exchange Commission and the Commodity Futures Trading Commission. INTERACTIVE BROKERS LLC CRD# 36418 SEC# 8-47257 Main Office Location PICKWICK PLAZA GREENWICH, CT 06830 Regulated by FINRA Boston Office Mailing Address Business Profile. For financial reporting, their fiscal year ends on December 31st. Interactive Brokers LLC. If you are an institution, click below to learn more about our offerings for RIAs, Hedge Funds, Compliance Officers and more. See insights on Interactive Brokers including office locations, competitors, revenue, financials, executives, subsidiaries and more at Craft. For Individuals. For Institutions. Commodity Broker. This page includes all SEC registration details as well as a list of all documents (S-1, Prospectus, Current Reports, 8-K, 10K, Annual Reports) filed by Interactive Brokers Llc. 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